Cedric LegrandCRD Number: 1448558
Current Firm: First Citizens Investor Services, Inc.
Cedric Legrand (CRD# 1448558) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Winston Salem, NC and has over 28 years of experience in the finance industry.
Tarheel Advisors, LLC
Nfp Advisor Services, LLC
Ameriprise Financial Services, Inc.
|First Citizens Investor Services||Raleigh, NC||May 2008 - Current||9|
|Tj Rocks||Winston-salem, NC||Jun 2004 - Oct 2014||10|
|Wachovia Securities, LLC||Winston-salem, NC||Jun 2003 - Dec 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1989|
|S65||NASAA Investment Advisors Law Examination||Sep 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management559MILLIONS
Total Number of Accounts2,293ACCOUNTS
Average Account Value$243,803
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV