Cedric Legrand, financial advisor Winston Salem NC
83 score

Cedric Legrand

CRD Number: 1448558
Current Firm: First Citizens Investor Services, Inc.

Cedric Legrand (CRD# 1448558) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Winston Salem, NC and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC May 2008 - Current 8
Tj Rocks Winston-salem, NC Jun 2004 - Oct 2014 10
Wachovia Securities, LLC Winston-salem, NC Jun 2003 - Dec 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S65 NASAA Investment Advisors Law Examination Sep 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Cedric J. Legrand
Phone Number: 919-716-7492
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    559
    MILLIONS
  • Total Number of Accounts
    2,293
    ACCOUNTS
  • Average Account Value
    $243,803
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV

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BADGES
83

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