Geoffrey Harper, financial advisor Denver CO
68 score

Geoffrey Harper

CRD Number: 3096498
Current Firm: E*trade Capital Management, LLC

Geoffrey Harper (CRD# 3096498) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Denver, CO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Denver, CO May 2017 - Current < 1
E*trade Capital Management LLC Denver, CO May 2017 - Current < 1
Salon Soco LLC Denver, CO Jan 2012 - Current 6
Fidelity Brokerage Services, LLC Greenwood Village, CO Feb 2014 - May 2017 3
Woodbury Financial Services, Inc. Denver, CO Oct 2012 - Feb 2014 1
Mml Investors Services LLC Denver, CO Jan 2011 - Oct 2012 1
Massmutual Life Insurance Company Denver, CO Nov 2010 - Oct 2012 1
Norhtwestern Mutual Life Insurance Company Milwauke, WI Sep 2008 - Nov 2010 2
Northwestern Mutual Investment Services, LLC Denver, CO Sep 2008 - Nov 2010 2
Vertex Financial Group Denver, CO Jan 2007 - Sep 2008 1
Jpmorgan Chase Centennial, CO Jan 2008 - Jul 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2010
S65 NASAA Investment Advisors Law Examination Apr 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Geoffrey G. Harper
Phone Number: 646-521-4300
Firm Website: https://www.etrade.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    5,445
    MILLIONS
  • Total Number of Accounts
    29,958
    ACCOUNTS
  • Average Account Value
    $181,751
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
68

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