Geoffrey HarperCRD Number: 3096498
Current Firm: E*trade Capital Management, LLC
Geoffrey Harper (CRD# 3096498) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Denver, CO and has over 8 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
Bsw Wealth Partners
|E*trade Securities LLC||Denver, CO||May 2017 - Current||< 1|
|E*trade Capital Management LLC||Denver, CO||May 2017 - Current||< 1|
|Salon Soco LLC||Denver, CO||Jan 2012 - Current||6|
|Fidelity Brokerage Services, LLC||Greenwood Village, CO||Feb 2014 - May 2017||3|
|Woodbury Financial Services, Inc.||Denver, CO||Oct 2012 - Feb 2014||1|
|Mml Investors Services LLC||Denver, CO||Jan 2011 - Oct 2012||1|
|Massmutual Life Insurance Company||Denver, CO||Nov 2010 - Oct 2012||1|
|Norhtwestern Mutual Life Insurance Company||Milwauke, WI||Sep 2008 - Nov 2010||2|
|Northwestern Mutual Investment Services, LLC||Denver, CO||Sep 2008 - Nov 2010||2|
|Vertex Financial Group||Denver, CO||Jan 2007 - Sep 2008||1|
|Jpmorgan Chase||Centennial, CO||Jan 2008 - Jul 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2010|
|S65||NASAA Investment Advisors Law Examination||Apr 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management5,445MILLIONS
Total Number of Accounts29,958ACCOUNTS
Average Account Value$181,751
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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