Kathryn CalderonCRD Number: 6128254
Current Firm: Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis
Kathryn Calderon (CRD# 6128254) is an Investment Advisor Representative working at Bancwest Investment Services, Inc. (bwis) And Bwis D/b/a Fhis in San Jose, CA and has over 4 years of experience in the finance industry.
Skyoak Wealth Management, Inc.
Three Bell Capital LLC
Parker Investment Management, LLC
|Bancwest Investment Services, Inc.||San Jose, CA||Nov 2016 - Current||1|
|Bank Of The West||San Jose, CA||Nov 2016 - Current||1|
|Wells Fargo Advisors LLC||Woodside, CA||Dec 2013 - Nov 2016||2|
|Wells Fargo Bank Na||Woodside, CA||Nov 2013 - Nov 2016||3|
|Fidelity Investments||Campbell, CA||Sep 2012 - Nov 2013||1|
|Wells Fargo Bank Na||San Jose, CA||Jan 2010 - Sep 2012||2|
|Chicos Fas||Palo Alto, CA||Jun 2009 - Jan 2010||< 1|
|Unemployed||San Jose, CA||Jan 2005 - Jun 2009||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,388MILLIONS
Total Number of Accounts7,387ACCOUNTS
Average Account Value$187,849
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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