Courtney Rowley, financial advisor Brea CA

Courtney Rowley

CRD Number: 4274635
Current Firm: Charles Schwab & Company, Inc.

Courtney Rowley (CRD# 4274635) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Brea, CA and has over 8 years of experience in the finance industry. Courtney Rowley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Brea, CA Feb 2019 - Current 1
Charles Schwab Bank Brea, CA Feb 2019 - Current 1
Edward Jones Anaheim, CA Jul 2012 - Feb 2019 6
Unemployeed Redondo Beach, CA Jan 2012 - Jul 2012 < 1
Pacific Life Insurance Company Newport Beach, CA May 2000 - Dec 2011 11
Pacific Select Distributors, Inc. Newport Beach, CA May 2000 - Dec 2011 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Courtney J. Rowley
Phone Number: 415-667-7000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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