Arnold UnsenCRD Number: 4480656
Current Firm: Global Portfolio Strategies, Inc.
Arnold Unsen (CRD# 4480656) is an Investment Advisor Representative working at Global Portfolio Strategies, Inc. in Dubuque, IA and has over 15 years of experience in the finance industry.
Voya Financial Advisors, Inc.
Steele Capital Management, Inc.
Investments By Design, Inc.
|Global Portfolio Strategies, Inc.||Dubuque, IA||Oct 2006 - Current||10|
|Prudential Investment Management Services LLC||Dubuque, IA||Apr 2005 - Current||12|
|The Prudential Insurance Company Of America||Dubuque, IA||Apr 2005 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S66||NASAA Uniform Combined State Law Examination||Apr 2003|
Total Assets Under Management3,090MILLIONS
Total Number of Accounts385ACCOUNTS
Average Account Value$8,026,875
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV