Arnold Unsen, financial advisor Dubuque IA
93 score

Arnold Unsen

CRD Number: 4480656
Current Firm: Global Portfolio Strategies, Inc.

Arnold Unsen (CRD# 4480656) is an Investment Advisor Representative working at Global Portfolio Strategies, Inc. in Dubuque, IA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Global Portfolio Strategies, Inc. Dubuque, IA Oct 2006 - Current 10
Prudential Investment Management Services LLC Dubuque, IA Apr 2005 - Current 11
The Prudential Insurance Company Of America Dubuque, IA Apr 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S66 NASAA Uniform Combined State Law Examination Apr 2003
Contact Info for Arnold J. Unsen
Phone Number: 860-534-7790
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    3,090
    MILLIONS
  • Total Number of Accounts
    385
    ACCOUNTS
  • Average Account Value
    $8,026,875
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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