Michael Genter, financial advisor Modesto CA
69 score

Michael Genter

CRD Number: 4435782
Current Firm: Transamerica Financial Advisors, Inc.

Michael Genter (CRD# 4435782) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Modesto, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Modesto, CA Jan 2012 - Current 6
Transamerica Financial Advisors, Inc. Modesto, CA Jan 2012 - Current 6
Investment Advisors International Modesto, CA Dec 2007 - Current 10
World Group Securities, Inc. Modesto, CA Apr 2002 - Current 16
Wfg Modesto, CA Jun 2001 - Current 16
City 1st Financial Services Visalia, CA Oct 2009 - Apr 2011 1
High Tech Lending Visalia, CA Jun 2008 - Sep 2009 1
Us Financial San Jose, CA Sep 2007 - May 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S65 NASAA Investment Advisors Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael T. Genter
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    969
    MILLIONS
  • Total Number of Accounts
    14,750
    ACCOUNTS
  • Average Account Value
    $65,719
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
69

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