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Distance Metro area (25 miles)
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COMPENSATION Either
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DESIGNATIONS
- CFA = Chartered Financial Analyst
- CFP = Certified Financial Planner
- ChFC = Chartered Financial Consultant
- CIMA = Certified Investment Management Analyst
- CDFA = Certified Divorce Financial Analyst
- CPA = Certified Public Accountant
- PFS = Personal Financial Specialist
- CFP
- CFA
- ChFC
- CDFA
- CPA
- CIMA
- PFS
Aida Rosas (CRD# 6487672) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 8 years of experience in the finance industry.
Julie Roth (CRD# 7045074) is an Investment Advisor Representative working at Monterey Private Wealth, Inc. in Monterey, CA and has over 5 years of experience in the finance industry. Julie Roth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Andrew Rudy (CRD# 1851182) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Monterey, CA and has over 35 years of experience in the finance industry.
Matthew Ryan (CRD# 6927552) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 5 years of experience in the finance industry.
Yvonne San Nicolas-Barcinas (CRD# 2948542) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 18 years of experience in the finance industry.
Aaron Schwartz (CRD# 5578079) is an Investment Advisor Representative working at Mcfarland Associates in Monterey, CA and has over 14 years of experience in the finance industry. Aaron Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Richard Soares (CRD# 1105512) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 41 years of experience in the finance industry. Richard Soares has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Christoph Stapleton (CRD# 2110489) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Monterey, CA and has over 33 years of experience in the finance industry.
Daniel Stewart (CRD# 3220485) is an Investment Advisor Representative working at Topturn Capital, LLC in Monterey, CA and has over 24 years of experience in the finance industry.
Jessica Stewart (CRD# 4853387) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Monterey, CA and has over 15 years of experience in the finance industry.