David SawyerCRD Number: 3079549
Current Firm: Ubs Financial Services Inc.
David Sawyer (CRD# 3079549) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Napa, CA and has over 19 years of experience in the finance industry.
Three Bell Capital LLC
Blossom Wealth Management, LLC
Prosperity Financial Group, Inc.
|Painewebber Incorporated||Napa, CA||May 1998 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 1998|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops