Elliot SchwartzCRD Number: 1983572
Current Firm: H.d. Vest Advisory Services, Inc.
Elliot Schwartz (CRD# 1983572) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Naples, FL and has over 27 years of experience in the finance industry. Elliot Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lewis Capital Management
H. Beck, Inc.
Skloff Financial Group
|H.d. Vest Advisory Services||Naples, FL||Jan 2012 - Current||5|
|H.d. Vest Insurance Agency||Naples, FL||Nov 2010 - Current||6|
|H.d. Vest Investment Services||Naples, FL||Nov 2010 - Current||6|
|The Investment Center, Inc.||Naples, FL||Nov 2009 - Nov 2010||1|
|Ic Advisory Services, Inc.||Naples, FL||Nov 2009 - Nov 2010||1|
|New England Securities||Fairfield, NJ||Jul 1996 - Nov 2009||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1990|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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