Elliot Schwartz, financial advisor Naples FL
96 score

Elliot Schwartz

CRD Number: 1983572
Current Firm: H.d. Vest Advisory Services, Inc.

Elliot Schwartz (CRD# 1983572) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Naples, FL and has over 26 years of experience in the finance industry. Elliot Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
H.d. Vest Advisory Services Naples, FL Jan 2012 - Current 4
H.d. Vest Insurance Agency Naples, FL Nov 2010 - Current 6
H.d. Vest Investment Services Naples, FL Nov 2010 - Current 6
The Investment Center, Inc. Naples, FL Nov 2009 - Nov 2010 1
Ic Advisory Services, Inc. Naples, FL Nov 2009 - Nov 2010 1
New England Securities Fairfield, NJ Jul 1996 - Nov 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1990
Contact Info for Elliot S. Schwartz
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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