Jenny Kim, financial advisor Pleasanton CA
81 score

Jenny Kim

CRD Number: 5593277
Current Firm: Transamerica Financial Advisors, Inc.

Jenny Kim (CRD# 5593277) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Pleasanton, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Pleasanton, CA Jan 2012 - Current 4
Wfg Pleasanton, CA May 2008 - Current 8
Energy Mountain Corp Dba Import/export Business San Francisco, CA Jan 2005 - Current 11
Energy Mountain Corp Dba Ultrasound Business San Francisco, CA Jan 2005 - Current 11
Energy Mountain Corp Dba Emi Real Estate/em Investments San Francisco, CA Jan 2005 - Current 11
Energy Mountain San Francisco, CA Mar 2003 - Current 13
Seton Medical Center Daly City, CA Feb 1998 - Current 18
Investment Advisors International, Inc. Pleasanton, CA Feb 2010 - Jan 2012 1
Wgs Pleasanton, CA Aug 2008 - Jan 2012 3
James Feeney, David Vaughan, Partnership Daly City, CA Mar 2009 - Apr 2011 2
Tali Bashour, Md Daly City, CA Aug 2002 - Apr 2011 8
Emi Real Estate San Francisco, CA May 2002 - Apr 2011 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S65 NASAA Investment Advisors Law Examination Jan 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jenny L. Kim
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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