James ChanCRD Number: 7428446
Current Firm: Ubs Financial Services Inc.
James Chan (CRD# 7428446) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has 1 year of experience in the finance industry.
Polaris Wealth Advisory Group
Monetary Management Corporation
Perigon Wealth Management, LLC
|Ubs Financial Service||San Francisco, CA||Aug 2021 - Current||< 1|
|Innovation Psi||San Francisco, CA||Jun 2021 - Aug 2021||< 1|
|Uc Davis||Davis, CA||Sep 2017 - Mar 2021||3|
|State Street Bank & Corporation||Sacramento, CA||Feb 2019 - May 2020||1|
|Cupertino High School||Cupertino, CA||Sep 2015 - Sep 2017||2|
|Middle School||Kowloon,||Aug 2010 - Aug 2015||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2022|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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