Stephanie Shuler, financial advisor San Francisco CA
93 score

Stephanie Shuler

CRD Number: 4629103
Current Firm: Neuberger Berman LLC

Stephanie Shuler (CRD# 4629103) is an Investment Advisor Representative working at Neuberger Berman LLC in San Francisco, CA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Neuberger Berman LLC San Francisco, CA Jan 2014 - Current 2
Prudential Investment Management Services LLC Danville, CA Apr 2011 - Jan 2014 2
The Prudential Insurance Company Of America Danville, CA Apr 2011 - Jan 2014 2
Symetra Investment Services, Inc. Bellevue, WA Feb 2011 - Mar 2011 < 1
Symetra Life Bellevue, WA Feb 2011 - Mar 2011 < 1
Unemployed Denver, CO Jan 2011 - Jan 2011 < 1
Riversource Distributorsb Inc. Minneapolis, MN Sep 2007 - Dec 2010 3
Synergy Investment Group, LLC Charlotte, NC May 2007 - Sep 2007 < 1
Manulife Financial Stamford, CT Jul 2004 - Sep 2007 3
Manulife Financial Securities LLC Stamford, CT Jul 2004 - Sep 2007 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2014
S63 Uniform Securities State Law Examination Nov 2007
S66 NASAA Uniform Combined State Law Examination Nov 2004
Contact Info for Stephanie A. Shuler
Phone Number: 212-476-9000
Firm Website: http://www.nb.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    52,626
    MILLIONS
  • Total Number of Accounts
    40,700
    ACCOUNTS
  • Average Account Value
    $1,293,032
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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