Stephanie ShulerCRD Number: 4629103
Current Firm: Neuberger Berman LLC
Stephanie Shuler (CRD# 4629103) is an Investment Advisor Representative working at Neuberger Berman LLC in San Francisco, CA and has over 12 years of experience in the finance industry.
Blossom Wealth Management, LLC
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Neuberger Berman LLC||San Francisco, CA||Jan 2014 - Current||3|
|Prudential Investment Management Services LLC||Danville, CA||Apr 2011 - Jan 2014||2|
|The Prudential Insurance Company Of America||Danville, CA||Apr 2011 - Jan 2014||2|
|Symetra Investment Services, Inc.||Bellevue, WA||Feb 2011 - Mar 2011||< 1|
|Symetra Life||Bellevue, WA||Feb 2011 - Mar 2011||< 1|
|Unemployed||Denver, CO||Jan 2011 - Jan 2011||< 1|
|Riversource Distributorsb Inc.||Minneapolis, MN||Sep 2007 - Dec 2010||3|
|Synergy Investment Group, LLC||Charlotte, NC||May 2007 - Sep 2007||< 1|
|Manulife Financial||Stamford, CT||Jul 2004 - Sep 2007||3|
|Manulife Financial Securities LLC||Stamford, CT||Jul 2004 - Sep 2007||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jul 2014|
|S63||Uniform Securities State Law Examination||Nov 2007|
|S66||NASAA Uniform Combined State Law Examination||Nov 2004|
Total Assets Under Management52,626MILLIONS
Total Number of Accounts40,700ACCOUNTS
Average Account Value$1,293,032
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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