Theresa Duncan, financial advisor San Francisco CA
96 score

Theresa Duncan

CRD Number: 5593176
Current Firm: Charles Schwab & Company, Inc.

Theresa Duncan (CRD# 5593176) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in San Francisco, CA and has over 8 years of experience in the finance industry. Theresa Duncan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. San Francisco, CA Jun 2010 - Current 6
Charles Schwab Bank San Francisco, CA Jun 2010 - Current 6
Real Estate/property Management Atascadero, CA Nov 2013 - Jan 2015 1
New England Securities Foster City, CA Jul 2008 - Jun 2010 1
Boston University Boston, MA Oct 2007 - Apr 2009 1
Calpoly State University San Luis Obispo, CA Sep 2005 - Dec 2007 2
Kochis Fitz San Francisco, CA Jun 2007 - Sep 2007 < 1
Tr Designs Murphys/atascadero, CA Jul 2003 - Dec 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for Theresa R. Duncan
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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