Theresa DuncanCRD Number: 5593176
Current Firm: Charles Schwab & Company, Inc.
Theresa Duncan (CRD# 5593176) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in San Francisco, CA and has over 9 years of experience in the finance industry. Theresa Duncan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Polaris Greystone Financial Group, LLC
Skyoak Wealth Management, Inc.
Three Bell Capital LLC
|Charles Schwab & Company, Inc.||San Francisco, CA||Jun 2010 - Current||7|
|Charles Schwab Bank||San Francisco, CA||Jun 2010 - Current||7|
|Real Estate/property Management||Atascadero, CA||Nov 2013 - Jan 2015||1|
|New England Securities||Foster City, CA||Jul 2008 - Jun 2010||1|
|Boston University||Boston, MA||Oct 2007 - Apr 2009||1|
|Calpoly State University||San Luis Obispo, CA||Sep 2005 - Dec 2007||2|
|Kochis Fitz||San Francisco, CA||Jun 2007 - Sep 2007||< 1|
|Tr Designs||Murphys/atascadero, CA||Jul 2003 - Dec 2006||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY