Hector Palacios, financial advisor Sherman Oaks CA
83 score

Hector Palacios

CRD Number: 4635234
Current Firm: Stancorp Investment Advisers, Inc.

Hector Palacios (CRD# 4635234) is an Investment Advisor Representative working at Stancorp Investment Advisers, Inc. in Sherman Oaks, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Stancorp Equities, Inc. Sherman Oaks, CA Jan 2013 - Current 4
Stancorp Investment Advisers, Inc. Sherman Oaks, CA Dec 2012 - Current 4
Standard Retirement Services Sherman Oaks, CA Oct 2012 - Current 5
Adp Broker-dealer, Inc. Los Angeles, CA Jul 2012 - Oct 2012 < 1
Unemployed Los Angeles, CA Apr 2012 - Jul 2012 < 1
Stancorp Investment Advisers, Inc. Houston, TX Jul 2011 - Apr 2012 < 1
Stancorp Equities, Inc. Houston, TX Jun 2011 - Apr 2012 < 1
Diversified Invesment Advisors Los Angels, CA Apr 2011 - Jun 2011 < 1
Diversified Investors Securities Corp. Los Angeles, CA Mar 2011 - Jun 2011 < 1
Transamerica Retirement Services Los Angeles, CA Jan 2011 - Apr 2011 < 1
Sageview Advisory Group Irvine, CA Apr 2007 - Dec 2010 3
Financial Network El Segundo, CA Apr 2007 - Nov 2010 3
Principal Financial Los Angeles, CA Nov 2005 - Apr 2007 1
Princor Los Angeles, CA Nov 2005 - Apr 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S65 NASAA Investment Advisors Law Examination Jan 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Hector A. Palacios
Phone Number: 971-321-8844
Firm Website: http://www.standard.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    15,404
    MILLIONS
  • Total Number of Accounts
    40,368
    ACCOUNTS
  • Average Account Value
    $381,589
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.