Hector PalaciosCRD Number: 4635234
Current Firm: Stancorp Investment Advisers, Inc.
Hector Palacios (CRD# 4635234) is an Investment Advisor Representative working at Stancorp Investment Advisers, Inc. in Sherman Oaks, CA and has over 15 years of experience in the finance industry.
Fried Asset Management, Inc.
|Stancorp Equities, Inc.||Sherman Oaks, CA||Jan 2013 - Current||5|
|Stancorp Investment Advisers, Inc.||Sherman Oaks, CA||Dec 2012 - Current||5|
|Standard Retirement Services||Sherman Oaks, CA||Oct 2012 - Current||5|
|Adp Broker-dealer, Inc.||Los Angeles, CA||Jul 2012 - Oct 2012||< 1|
|Unemployed||Los Angeles, CA||Apr 2012 - Jul 2012||< 1|
|Stancorp Investment Advisers, Inc.||Houston, TX||Jul 2011 - Apr 2012||< 1|
|Stancorp Equities, Inc.||Houston, TX||Jun 2011 - Apr 2012||< 1|
|Diversified Invesment Advisors||Los Angels, CA||Apr 2011 - Jun 2011||< 1|
|Diversified Investors Securities Corp.||Los Angeles, CA||Mar 2011 - Jun 2011||< 1|
|Transamerica Retirement Services||Los Angeles, CA||Jan 2011 - Apr 2011||< 1|
|Sageview Advisory Group||Irvine, CA||Apr 2007 - Dec 2010||3|
|Financial Network||El Segundo, CA||Apr 2007 - Nov 2010||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2003|
|S65||NASAA Investment Advisors Law Examination||Jan 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management17,250MILLIONS
Total Number of Accounts44,594ACCOUNTS
Average Account Value$386,833
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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