William Sutherland, financial advisor Sherman Oaks CA
70 score

William Sutherland

CRD Number: 6000488
Current Firm: Waddell & Reed

William Sutherland (CRD# 6000488) is an Investment Advisor Representative working at Waddell & Reed in Sherman Oaks, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
William Sutherland Los Angeles, CA Jul 2015 - Current 1
Various Insurance Carriers For W & R Insurance Agencies Los Angeles, CA Sep 2012 - Current 4
Waddell & Reed, Inc. Pasadena, CA Feb 2012 - Current 4
Unemployed Rancho Palos Verdes, CA May 2011 - Feb 2012 < 1
Sunrider International Torrance, CA Oct 2010 - May 2011 < 1
Unemployed Rancho Palos Verdes, CA May 2009 - Oct 2010 1
Student Rancho Palos Verdes, CA Jan 2001 - May 2009 8
Mar Pizza Inc. San Pedro, CA Aug 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for William K. Sutherland
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • CO
  • FL
  • ID
  • IL
  • NJ
  • WA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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