Guggenheim Investments

Guggenheim Investments (CRD# 105477) is a financial advisory firm headquartered in New York, NY. They manage $11,255,391,581 in 138 accounts and serve the financial needs of clients across 53 states (or territories).

Current Firm Details
330 Madison Avenue, 10th Floor, New York, NY 10017
http://www.guggenheiminvestments.com
By the Numbers
  • Total Assets Under Management
    11,255
    MILLION
  • Total Number of Accounts
    138
    ACCOUNTS
  • Average Account Value
    $81,560,809
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Investments
Showing 31 - 40 of 45 top financial advisors.
31
Ryan Shedd, financial advisor New York NY
Ryan W. Shedd
CRD#: 5179296
330 Madison Avenue, 10th Floor, New York, NY 10017

Ryan Shedd (CRD# 5179296) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 17 years of experience in the finance industry.

32
Peter Sloan, financial advisor New York NY
Peter C. Sloan
CRD#: 2341641
330 Madison Avenue, 10th Floor, New York, NY 10017

Peter Sloan (CRD# 2341641) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 30 years of experience in the finance industry.

33
Austin Smith, financial advisor Chicago IL
Austin Smith
CRD#: 6528587
227 West Monroe Street, 7th Floor, Chicago, IL 60606

Austin Smith (CRD# 6528587) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has over 6 years of experience in the finance industry.

34
Jean Smith, financial advisor Wichita KS
Jean M. Smith
CRD#: 2861002
Wichita, KS

Jean Smith (CRD# 2861002) is an Investment Advisor Representative working at Guggenheim Investments in Wichita, KS and has over 26 years of experience in the finance industry.

35
Christopher Taffe, financial advisor New York NY
Christopher W. Taffe
CRD#: 3251396
330 Madison Avenue, 10th Floor, New York, NY 10017

Christopher Taffe (CRD# 3251396) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 24 years of experience in the finance industry.

36
Tyler Tumpane, financial advisor Chicago IL
Tyler N. Tumpane
CRD#: 6941383
227 West Monroe Street, 7th Floor, Chicago, IL 60606

Tyler Tumpane (CRD# 6941383) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has over 5 years of experience in the finance industry.

37
Peter Vlagos, financial advisor New York NY
Peter Vlagos
CRD#: 2745734
330 Madison Avenue, 10th Floor, New York, NY 10017

Peter Vlagos (CRD# 2745734) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 27 years of experience in the finance industry.

38
Annmarie Woods, financial advisor New York NY
Annmarie Woods
CRD#: 1503842
330 Madison Avenue, 10th Floor, New York, NY 10017

Annmarie Woods (CRD# 1503842) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 27 years of experience in the finance industry.

39
Brandel Brogan, financial advisor Chicago IL
Brandel D. Brogan
CRD#: 7832361
227 West Monroe St., 7th Floor, Chicago, IL 60606

Brandel Brogan (CRD# 7832361) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has 1 year of experience in the finance industry.

40
Kevin Burke, financial advisor Chicago IL
Kevin M. Burke
CRD#: 4486623
227 West Monroe St., Chicago, IL 60606

Kevin Burke (CRD# 4486623) is an Investment Advisor Representative working at Guggenheim Investments in Chicago, IL and has over 22 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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