Wesley Pierce, financial advisor Brea CA
93 score

Wesley Pierce

CRD Number: 4487324
Current Firm: Waddell & Reed

Wesley Pierce (CRD# 4487324) is an Investment Advisor Representative working at Waddell & Reed in Brea, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Behzad Mirshafiee Brea, CA Aug 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies Brea, CA Mar 2015 - Current 1
Waddell & Reed, Inc. Brea, CA Aug 2014 - Current 2
Badge Tax Anaheim, CA Jun 2013 - Current 3
Sammons Securities Company LLC Ann Arbor, MI Jan 2009 - Jul 2014 5
Gary Gray Fin Services Yorba Linda, CA Oct 2001 - Jun 2013 11
Law Offices Of Wes Pierce Yorba Linda, CA Oct 2001 - Jun 2013 11
H.d. Vest Securities Yorba Linda, CA Dec 2007 - Jan 2009 1
Hd Vest Advisory Services Anaheim Hills, CA May 2002 - Nov 2007 5
H D Vest Investment Securities Anaheim Hills, CA Dec 2001 - Nov 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2002
S65 NASAA Investment Advisors Law Examination Oct 2014
Contact Info for Wesley C. Pierce
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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