Joel Dixon, financial advisor Little Rock AR
73 score

Joel Dixon

CRD Number: 1107158
Current Firm: Raymond James & Associates, Inc.

Joel Dixon (CRD# 1107158) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Little Rock, AR and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Taiho-ryu Karaate And Ju-jitsu Little Rock, AR Aug 2014 - Current 2
Raymond James & Associates, Inc. Little Rock, AR Feb 2013 - Current 3
Morgan Keegan & Company, Inc. Little Rock, AR May 1989 - Feb 2013 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Sep 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Joel S. Dixon
Phone Number: 727-567-1000
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    91,401
    MILLIONS
  • Total Number of Accounts
    317,837
    ACCOUNTS
  • Average Account Value
    $287,573
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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